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Statements & Letters

 

    Comment Letters
  • Comments on Basel Committee’s consultation package issued December 2009 (April 16, 2010)

  • ICSA congratulates the Republic of Korea on their role as Chairman of the G20 (February 17, 2010)
  • Comments regarding IMF study on financial sector "taxation" (February 1, 2010)

  • Comments regarding IOSCO’s Consultation Report on Transparency of Structured Finance Products (November 13, 2009)
  • Letter to Financial Stability Board regarding enhanced industry consultation (December 16, 2009)

  • Letter to Basel Committee on Banking Supervision regarding enhanced industry consultation (December 2, 2009)
  • Comments on IOSCO's Impact on and Response of Emerging Markets to the Financial Crisis Report (July 21, 2009)

  • Industry Consultation with the Financial Stability Board (June 19, 2009)

  • Comments on IOSCO's Unregulated Financial Markets and Products Report (June 15, 2009)

  • Comments on IOSCO's Short Selling Consultation Report (May 4, 2009)
  • Comments on IOSCO's Hedge Fund Oversight Consultation Report (April 30, 2009)
  • Comments on IOSCO's Issues Paper on Point of Sale Disclosure to Retail Investors
    (September 2008)
  • Comments on proposed EU Directive on the authorisation, operation and supervision of credit rating agencies
    (     September 2008)
  • Comments to the SEC on proposed amendments to Rule 15a-6 ( September 2008)
  • Comments on IOSCO’s Consultation Report on the Role of Credit Rating Agencies in Structured Finance Markets ( April 2008)
  • Comment letter on the Hedge Fund Working Group's Consultation Document (December 2007)
     
  • Comment Letter on the U.S. Treasury's review of the U.S. regulatory structure for financial institutions (November 2007)
     
  • Comment Letter on IOSCO’s “An Overview of the Work of IOSCO’s Technical Committee” (June 2007)
     
  • Comment Letter on IOSCO’s “Market Intermediary Management of Conflicts of Interest that Arise in Securities Offerings” (May 2007)
     
  • Comment on IOSCO’s Consultation Report on Soft Commission Arrangements1(March 2007)
     
  • Letter to Michel Prada, Chairman of IOSCO’s Technical Committee (November 2006)
     
  • Comment Letter to the Autorite des Marches Financiers (AMF) Regarding its Proposed Better Regulation Initiative (September 2006)
     
  • Comment Letter to IOSCO Regarding its “Regulatory Issues Arising From Exchange Evolution” (June 2006)
     
  • Second Comment Letter to IOSCO Regarding its “Regulatory Issues Arising From Exchange Evolution” (June 2006)
     
  • Letter to FATF Regarding Consultation with Global Securities Industry on AML Measures - (May 17, 2005)
     
  • IOSCO’s Draft “Consultation Policy and Procedures” (January 2005)
     
  • Letter to Andrew Sheng, Chairman of IOSCO’s Technical Committee (March 2004)
     
  • Letter to Dogan Cansizlar, Chairman of IOSCO’s Emerging Markets Committee (March 2004)
     
  • Letter to Ferrnando Teixeira dos Santos, Chairman of IOSCO’s Emerging Markets Committee (December 2002)
     
  • Letter to David Knot, Chairman of IOSCO’s Technical Committee (December 2002 )
     
  • Letter to Hague Conference on Private International Law re: Preliminary Draft Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary (November 2002)
     
  • Letter to SEC on International Accounting Standards
    (    June 2000 )
     
  • Letter to U.S. President Clinton on Year 2000 Readiness (June 1999)
     
  • Letter to IOSCO Regarding Securities Activities on the Internet (May 1999)

 
 

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