Policy Documents

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Letters
  • Letter to Financial Action Task Force (December 14, 2011)
    (December_14,_2011)
  • Response to September FSB LEI Workshop (November 22, 2011)
    (November 22, 2011)
  • Response to Foreign Account Tax Compliance Act (FATCA) (Novermber 22, 2011)
    (Novermber 22, 2011)
  • Response to Follow up to September FSB LEI Workshop (November 22, 2011)
    (November 22, 2011)
  • Letter to Financial Action Task Force (December 14, 2011)
    (December 14, 2011)
  • Letter to European Commission on Financial Transaction Tax (FTT)
    (October 27, 2011)
  • Trade Association Letter on Legal Entity Identifier(LEI)
    (September 12,2011)
  • Letter to Sub-Committee on EU Sovereign Debt Markets
    (September 7, 2011)
  • Letter to Financial Action Task Force
    (September 6,2011)
  • Response to IOSCO Consultation Report "Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency"
    (August 12, 2011)
  • Response to Implications of the Foreign Account Tax Compliance Act (FATCA)
    (June 28, 2011)
  • Letter to Financial Action Task Force
    (January 7,2011)
  • Comments on Basel Committee's consultation package issued December 2009
    (April 16, 2010)
  • ICSA congratulates the Republic of Korea on their role as Chairman of the G20
    (February 17, 2010)
  • Comments regarding IMF study on financial sector "taxation"
    (February 1, 2010)
  • Comments regarding IOSCO's Consultation Report on Transparency of Structured Finance Products
    (November 13, 2009)
  • Letter to Financial Stability Board regarding enhanced industry consultation
    (December 16, 2009)
  • Letter to Basel Committee on Banking Supervision regarding enhanced industry consultation
    (December 2, 2009)
  • Comments on IOSCO's Impact on and Response of Emerging Markets to the Financial Crisis Report
    (July 21, 2009)
  • Industry Consultation with the Financial Stability Board
    (June 19, 2009)
  • Comments on IOSCO's Unregulated Financial Markets and Products Report
    (June 15, 2009)
  • Comments on IOSCO's Short Selling Consultation Report
    (May 4, 2009)
  • Comments on IOSCO's Hedge Fund Oversight Consultation Report
    (April 30, 2009)
  • Letter to G20 (March 3, 2009)
  • Comments on IOSCO's Issues Paper on Point of Sale Disclosure to Retail Investors
    (September 2008)
  • Comments on proposed EU Directive on the authorisation, operation and supervision of credit rating agencies
    (September 2008)
  • Comments to the SEC on proposed amendments to Rule 15a-6
    (September 2008)
  • Comments on IOSCO's Consultation Report on the Role of Credit Rating Agencies in Structured Finance Markets
    (April 2008)
  • Comment letter on the Hedge Fund Working Group's Consultation Document
    (December 2007)
  • Comment Letter on the U.S. Treasury's review of the U.S. regulatory structure for financial institutions
    (November 2007)
  • Comment Letter on IOSCO's "An Overview of the Work of IOSCO's Technical Committee"
    (June 2007)
  • Comment Letter on IOSCO's "Market Intermediary Management of Conflicts of Interest that Arise in
    Securities Offerings" (May 2007)
  • Comment on IOSCO's Consultation Report on Soft Commission Arrangements1
    (March 2007)
  • Letter to Michel Prada, Chairman of IOSCO's Technical Committee
    (November 2006)
  • Comment Letter to the Autorite des Marches Financiers (AMF) Regarding its Proposed Better Regulation
    Initiative (September 2006)
  • Comment Letter to IOSCO Regarding its "Regulatory Issues Arising From Exchange Evolution"
    (June 2006)
  • Second Comment Letter to IOSCO Regarding its "Regulatory Issues Arising From Exchange Evolution"
    (June 2006)
  • Letter to FATF Regarding Consultation with Global Securities Industry on AML Measures
    (May 17, 2005)
  • IOSCO's Draft "Consultation Policy and Procedures"
    (January 2005)
  • Letter to Andrew Sheng, Chairman of IOSCO's Technical Committee
    (March 2004)
  • Letter to Dogan Cansizlar, Chairman of IOSCO's Emerging Markets Committee
    (March 2004)
  • Letter to Ferrnando Teixeira dos Santos, Chairman of IOSCO's Emerging Markets Committee
    (December 2002)
  • Letter to David Knot, Chairman of IOSCO's Technical Committee
    (December 2002)
  • Letter to Hague Conference on Private International Law re: Preliminary Draft Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary
    (November 2002)
  • Letter to SEC on International Accounting Standards
    (June 2000)
  • Letter to U.S. President Clinton on Year 2000 Readiness
    (June 1999)
  • Letter to IOSCO Regarding Securities Activities on the Internet
    (May 1999)

Statements